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Accounting for Security Brokers

Allan J. Brachman CPA, LTD. provides a full array of auditing, bookkeeping, accounting, consulting, tax services and other professional services for security brokers and financial advisors.

Our services include:

  • Audit reports to SEC (Security & Exchange Commission)
  • Audit reports to NASD (National Association of Security Dealers)
  • Business consulting to security brokers and financial advisors

All reporting is prepared in compliance with applicable government requirements.